Articles with tag like: US Securities & Exchange Commission

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NCino to raise USD 100 mln in IPO

News | Payments General | 23 Jun 2020

US-based fintech NCino has filed for a public offering on the IPO market, looking to raise USD 100 million.

nCino, fintech, US, IPO, US Securities & Exchange Commission, SEC regulations, public market, COVID-19, Salesforce, loans, deposits, processing, financial services, NASDAQ, NCNO

At least two trading companies probed by SEC over NYSE listings

News | Cryptocurrencies | 23 Dec 2019

The US Securities and Exchange Commission has asked for documents from two trading companies, Citadel Securities and GTS, according to Reuters.

US Securities and Exchange Commission, Citadel Securities, GTS, ICO, tokens, US, cryptocurrency

TriLinc Global invests USD 18 mln in South America projects

News | E-invoicing, SCF & E-procurement | 06 Feb 2019

US-based TriLinc Global Impact Fund has approved USD 18 million in trade finance to three South American borrowers.

TriLinc Global, investment, trade finance investment, impact fund, South America, US, Brazil, Chile, US Securities and Exchange Commission

SEC fines Credit Suisse USD 10 million over customer orders

News | Digital Identity, Security & Online Fraud | 02 Oct 2018

The US Securities and Exchange Commission has fined Credit Suisse Group USD 10 million over its handling of retail customer orders, including through its dark pool.

US Securities and Exchange Commission, fine, penalty, Credit Suisse Group, dark pool, US, Switzerland

SECs cyber unit files charges against an ICO fraud

News | Cryptocurrencies | 05 Dec 2017

The cyber unit of US Securities and Exchange Commission (SEC) has filed charges against an “initial coin offering” (ICO) coming from privately held company called PlexCorps.

US Securities and Exchange Commission, SEC, ICO, cryptocurrency, blockchain, fraud, PlexCorps, Initial Coin Offering, US