Articles with tag: securities

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Affirm fills confidential IPO paperwork

12 Oct 2020 | Ecommerce

Affirm Holdings has announced that it had filed confidential paperwork with the Securities and Exchange Commission related to a proposed initial public offering.

Klarna, Afterpay, PayPal, Affirm Holdings, IPO, installment, Securities and Exchange Commission, buy-now, pay-later purchases, US

SWIFT rolls out fresh payments strategy

30 Sep 2020 | Payments General

Global payments consortium SWIFT has announced a new plan and strategy for securities processing and cross-border payments infrastructure, according to CPI. 

SWIFT, payments strategy, payments, payments consortium, securities processing, cross-border payments, infrastructure, pandemic, digital transformation, real-time payments, API, open banking, incumbents, financial institutions, end-to-end transactions, reconciliation, reporting, asset servicing

TransferMate expands North American regulation with Mexico licence approval

08 Sep 2020 | Online Payments

Cross-border B2B technology payments provider TransferMate has secured a new payments licence in Mexico.

National Banking and Securities Commission, TransferMate, remittance, online money transfer, online payments, money licence, e-money licence, payment technology, Mexico, Latin America

Crypto exchange OSL to receive green lights from Hong Kong regulator

24 Aug 2020 | Cryptocurrencies

OSL Digital Securities, a Hong Kong-based cryptocurrency exchange, has received a landmark approval-in-principal from the Securities and Futures Commission (SFC).

OSL Digital Securities, crypto exchange, licence, Honk Kong, AML, KYC, digital assets

Sberbank considers introducing stablecoin after new crypto law

06 Aug 2020 | Cryptocurrencies

Russia-based Sberbank has announced plans regarding stablecoin, which are digital currencies backed by real-world assets, major fiat currencies, or commodities such as gold.

Sberbank, stablecoin, crypto law, crypto, Russia, digital currencies, fiat currencies, commodities, gold, cryptocurrency, On Digital Financial Assets, DFA, crypto-to-crypto trading platform, loans, digital securities

DayTek Capital receives Australian banking licence

04 Aug 2020 | Online & Mobile Banking

Australia-based neobank DayTek Capital has been awarded an Australian Financial Services Licence (AFSL) by the Australian Securities and Investments Commission

Australia, challenger bank, banks, DayTek Capital, banking, banking licence, neobank, Australian Financial Services Licence, AFSL, Australian Securities, Investments Commission, Infinity, cards, fintech, Restricted Authorised Deposit Taking Institution Licence, RADI, Australian Financial Compensation Scheme, Australian Federal, Qeensland State

Samtrade FX obtains FCA licence

29 Jul 2020 | E-invoicing, SCF & E-procurement

Samtrade FX, an online trading brokerage, has been registered and authorised as an Appointed Representative by the FCA.

Samtrade FX, Financial Conduct Authority, FCA, Australian Securities and Investments Commission, ASIC, trading, brokerage, Appointed Representative, Australian Financial Services, AFS, Australia, Europe, Asia, International Business Companies, IBC, Financial Services Authority of Saint Vincent, Financial Transactions and Reports Analysis Centre of Canada, FINTRAC, Canada, Money Services Business, MSB

EU's proposed framework for crypto assets market

23 Jul 2020 | Cryptocurrencies

The European Commission has concluded a public consultation on crypto assets in March 2020 which follows detailed due diligence, according to Forbes.

European Commission, EU, framework, Europe, Forbes, crypto assets, market, virtual currencies, European Parliament, blockchain observatory, legislation, European Securities and Markets Authority, ESMA, European Banking Authority, EBA, European Crowdfunding Service Providers Regulation

FCA orders Wirecard to suspend activity in UK

29 Jun 2020 | Online Payments

The UK Financial Conduct Authority has ordered Wirecard to suspend operations in the UK and warned it not to dispose of any funds, following the companies' insolvency filing in Germany.

FCA, Financial Conduct Authority, Wirecard, Wirecard scandal, Germany, Europe, payments company, financial authority, European Commission, payments company, European Securities and Markets Authority

Brussels to investigate German regulator over Wirecard

26 Jun 2020 | Payments General

Brussels has announced it will call for a probe into whether Germany-based banking regulator BaFin failed in its supervision of Wirecard.

Brussels, Germany, Wirecard, BaFin, investor trust, Europe, EU, Valdis Dombrovskis, breach of union law, European Securities and Markets Authority, shares

NCino to raise USD 100 mln in IPO

23 Jun 2020 | Payments General

US-based fintech NCino has filed for a public offering on the IPO market, looking to raise USD 100 million.

NCino, fintech, US, IPO, US Securities & Exchange Commission, SEC regulations, public market, covid-19, Salesforce, loans, deposits, processing, financial services, NASDAQ, NCNO

Deutsche Bank enters settlement with CFTC for data reporting and spoofing cases

22 Jun 2020 | Payments General

Deutsche Bank has entered a settlement with the US Commodity Futures Trading Commission (CFTC) over allegations of market manipulation and violations in swap data reporting, resulting in a penalty of more than USD 10 million.

Deutsche Bank, DB, data, spoofing, US, Commodity Futures Trading Commission, CFTC, Germany, Deutsche Bank Securities, Tokyo, DBSI

Oman Arab Bank and Alizz Islamic to merge

18 Jun 2020 | Payments General

Oman Arab Bank (OAB) and Alizz Islamic Bank has signed an agreement for the overall structure of the potential merger between the two banks. 

Oman Arab Bank, Alizz Islamic, banks, banking, Islamic banking, Muscat Securities Market,

GTreasury, Goldman Sachs to provide treasury professionals with payments solutions

16 Jun 2020 | E-invoicing, SCF & E-procurement

GTreasury, a treasury management system provider, has teamed up with Goldman Sachs to enable corporate treasurers leverage GTreasury’s platform for domestic and international payments.

GTreasury, Goldman Sachs, payments, treasury, banking, fintech, investment banking, securities, US

Funderbeam rolls out Venture Index, plans tradable indexes

15 Jun 2020 | Payments General

Funderbeam, a global funding and trading platform, has unveiled the Funderbeam Venture Index.

funding platform, trading platform, Funderbeam Venture Index, tradable, equity, securities

Wahed secures USD 25 mln in investment round

11 Jun 2020 | Payments General

US-based fintech Wahed, a digital Islamic investment platform, has closed a USD 25 million investment round led by Saudi Aramco Entrepreneurship Ventures.

Halal, fintech, startup, Wahed, Saudi Aramco, digital, Islamic, BECO, CueBall Capital, Dubai Cultiv8, Rasameel, Saudi Arabia, US, UK, Indonesie, Nigeria, india, CIS, Malaysia, Malaysian Securities Commission, Islamic Robo Advisory, Islamic ETF

Rakuten Securities chooses NICE Actimize's AML solutions

28 May 2020 | Digital Identity, Security & Online Fraud

NICE Actimize has been chosen by Rakuten Securities, an online brokerage operating throughout Japan and across Asia. 

NICE Actimize, AML, Rakuten Securities, financial crime, crime management, Japan, Asia, online brokerage, AML, compliance, CDD, due diligence, monitoring, KYC, risks, onboarding, scoring, analytics, regulations

Revolut obtains approval from Australian Securities and Investments Commission

26 May 2020 | Payments General

UK-based challenger bank Revolut has received the approval from Australian Securities and Investments Commission (ASIC) to operate in Australia.

fintech, Revolut, AFSL, Australia, ASIC, Australian Securities and Investments Commission, UK, The Australian Financial Service License, Europe, credit cards, remittances, Bitcoin, BTC, Ethereum, ETH, Bitcoin Cash, BCH, Litecoin, LTC, cryptocurrencies

Four European banking bodies request a delay of T2-T2S consolidation project

20 May 2020 | E-invoicing, SCF & E-procurement

Four European banking bodies have written to the European Central Bank (ECB) requesting a one-year delay for the consolidation project of TARGET2 (T2) and TARGET2 Securities (T2S).

EU Banking Bodies, banking, EU, T2, T2S, consolidation project, European Central Bank, ECB, TARGET2, TARGET2 Securities, payments, COVID-19, coronavirus, banks, SWIFT, cross-border payments, ISO 20022, data

Morgan Stanley to pay USD 5 mln fine

14 May 2020 | Payments General

A unit of Morgan Stanley has agreed to pay a USD 5 million fine to settle US Securities and Exchange Commission charges.

SEC, Morgan Stanley, banks, US, Securities and Exchange Commission, retail, wrap fee