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The UAE Central Bank has penalised 11 banks for violating anti-money laundering (AML) regulations, imposing financial sanctions of over USD 124,55 mln (Dh 45.75 million).
AML, banks, penalty, reporting suspicious activity, fraud prevention, United Arab Emirates, central bank
The Securities and Exchange Commission (SEC) has charged the makers of Robinhood, a popular stock trading app, with ‘misleading customers about revenue sources and failing to satisfy the duty of best execution’.
Securities and Exchange Commission, SEC, Robinhood, trading app, fintech, penalty, US, transaction fees
The Reserve Bank has imposed a fine of INR 25 lakh on Andhra Bank for non-compliance with certain provisions of directions issued on KYC and AML.
RBI, fine, Andhra Bank, KYC, AML, India, penalty, bank, banking regulation, compliance, accounts
The Australian Securities and Investments Commission (ASIC) will file civil penalty proceedings against ANZ seeking to fine the bank for wrongfully charging customers fees on 1.3 million occasions.
Australian Securities and Investments Commission, ASIC, ANZ, penalty, bank, Australia
MoneyGram International has agreed to pay USD 125 million to settle allegations that the company failed to take steps to crack down on fraudulent money transfers, according to US Federal Trade Commission.
MoneyGram International, fraud prevention, online security, allegations, penalty, fraudulent money transfers, US
The US Securities and Exchange Commission has fined Credit Suisse Group USD 10 million over its handling of retail customer orders, including through its dark pool.
US Securities and Exchange Commission, fine, penalty, Credit Suisse Group, dark pool, US, Switzerland