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The US Securities and Exchange Commission (SEC) has issued proposed rules regarding cybersecurity risk management, strategy, governance, and incident disclosure, according to Perkins Coie.
SEC, cybersecurity, cybercrime
Thailand’s Securities and Exchange Commission (SEC) has announced plans to hold a public hearing to decide what qualifications should be imposed on retail investors opening new cryptocurrency trading accounts.
regulator, cryptocurrency, cryptocurrency investment, Bitcoin, financial risk, SEC
Deutsche Bank has agreed to pay USD 120 million to resolve bribery charges brought by the Securities and Exchange Commission (SEC) relating to violations of the Foreign Corrupt Practices Act (FCPA).
financial crime compliance, AML, risk management, bribery, fine, SEC, DOJ, Germany, Deutsche Bank
MoneyGram has yet to see the impact on its business arrangement with Ripple from the US Securities and Exchange Commission’s (SEC) lawsuit against the latter company.
MoneyGram, XRP, Ripple, SEC, ODL, cross-border settlement, payments , money transfers
The US Securities and Exchange Commission (SEC) has sued Ripple for raising more than USD 1.3 billion through an unregistered securities offering.
Securities and Exchange Commission, SEC, Ripple, XRP, security, crypto, investments, Bradley Garlinghouse
The Securities and Exchange Commission (SEC) has charged the makers of Robinhood, a popular stock trading app, with ‘misleading customers about revenue sources and failing to satisfy the duty of best execution’.
Securities and Exchange Commission, SEC, Robinhood, trading app, fintech, penalty, US, transaction fees
Sovrin Foundation, token issuance, blockchain, SSI umbrella organisation, layoffs, volunteer-run, COVID-19, regulated token sale, SEC, Regulation A+, Reg A+, JOBS Act, Token, funding, regulated token
SEC, Morgan Stanley, banks, US, Securities and Exchange Commission, retail, wrap fee
Block.one has agreed to pay a USD 24 million civil fine to settle US regulatory charges that the blockchain company conducted an unregistered initial coin offering.
ICO, tokens, fine, SEC, blockchain, cryptocurrency, US, Block.one
Kik Interactive has announced that Kik will be shutting down its core messaging service, following reports its crypto-focused subsidiary Kin had laid off 70 employees.
Kik Interactive, Kik, Kin, tokens, security, ICO, SEC, messaging app, developer, cryptocurrency
The US House Financial Services Committee have announced plans to question the Securities and Exchange Commission (SEC) about cryptocurrencies and Facebookâs Libra project.
US House Financial Services Committee, SEC, cryptocurrency, Libra, securities, tokens, Securities and Exchange Commission, Congress
The Securities and Exchange Commission has alleged that ICOBox violated securities laws with its 2017 token sale and subsequent activity facilitating other initial coin offerings.
SEC, Token, securities offering, violations, US, ICOBox, the Securities and Exchange Commission, ICO, digital assets, startups, broker, penalties, trading
Silvergate Capital Corporation, the holding company of cryptocurrency-friendly Silvergate Bank, has unveiled that it plans to offer cryptocurrency-collateralised loans.
Silvergate Bank, cryptocurrency, collateralised loans, banks, digital currency, SEC, crypto assets, risk
The Securities and Exchange Commission (SEC) has issued a no-action letter to the crypto and gaming startup behind Quarters, Pocketful of Quarters (PoQ).
SEC, Quarters, cross-game currency, Pocketful of Quarters, Token, cryptocurrency, startup, Pocketful of Quarters, exchange, KYC, AML, credit card
The US Securities and Exchange Commission (SEC) has been suing Kik for allegedly running an unregistered securities sale when it launched an initial coin offering (ICO) for its KIN token in 2017.
Kik, Kin, ICO, SEC, cryptocurrency, regulation, Canada, US, fraud prevention
Kik has launched a crypto crowdfunding campaign to support a likely court battle with the US Securities and Exchange Commission (SEC) over its 2017 initial coin offering (ICO).
Kik, Canada, SEC, tokens, Kin, securities, crowdfunding, cryptocurrencies, ICO
The US Securities and Exchange Commission (SEC) has released regulatory guidance for token issuers.
SEC, tokens, security, US, cryptocurrency, investment, crypto regulation, crypto tokens, digital assets