Articles with tag like: FINRA

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Danske Bank selects Behavox technology for compliance supervision

News | Online & Mobile Banking | 04 Jun 2020

Denmark-based Danske Bank has  selected US-based Behavox, an AI-based end-to-end data operating platform, for electronic and audio communication compliance supervision.

Danske Bank, banks, Denmark, Behavox, risk management, US, AI, data, machine learning, FCA, FINRA, CFTC, Dodd-Frank, MAR, FCPA, SMR, MiDID II

US regulators to levy fines against cryptocurrency companies

News | Cryptocurrencies | 12 Sep 2018

Two Wall Street regulators have announced a series of actions aiming to monitor the popular and unregulated asset class.

SEC, cryptocurrency, commodities, securities, fines, tokens, US, HempCoin, Financial Industry Regulatory Authority, FINRA

Thinking of aggregating your financial accounts online? Learn the risks

News | Payments General | 02 Apr 2018

FINRA has issued an Investor Alert to help consumers consider the risks of sharing personal financial account information and other sensitive information with data aggregators.

FINRA, Financial Industry Regulatory Authority, personal financial account, data aggregators, risks, investments, savings, insurance policies, credit balance