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US-based financial services company Morgan Stanley has received a USD 35 million fine from the SEC for failing to secure the personal data of its clients.
data protection, financial data, banks, data privacy
The US-based Securities and Exchange Commission have reportedly planned to perform routine checks on the exchange in question or look for specific violations.
cryptocurrency exchange, DeFi, NFT, regulation, compliance, stablecoin
The US Securities and Exchange Commission (SEC) has fined thirds largest US brokerage firm Wells Fargo Advisors with USD 7 million amid violations of AML regulations.
regulation, compliance, AML, transaction monitoring, risk management
The US Securities and Exchange Commission (SEC) has issued proposed rules regarding cybersecurity risk management, strategy, governance, and incident disclosure, according to Perkins Coie.
SEC, cybersecurity, cybercrime