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SEC to investigate insider trading on crypto exchanges

News | Cryptocurrencies | 17 Jun 2022

The US-based Securities and Exchange Commission have reportedly planned to perform routine checks on the exchange in question or look for specific violations.

cryptocurrency exchange, DeFi, NFT, regulation, compliance, stablecoin

US SEC fines Wells Fargo Advisors for violating AML

News | Digital Identity, Security & Online Fraud | 27 May 2022

The US Securities and Exchange Commission (SEC) has fined thirds largest US brokerage firm Wells Fargo Advisors with USD 7 million amid violations of AML regulations.

regulation, compliance, AML, transaction monitoring, risk management

SEC proposes new cybersecurity disclosure rules

News | Digital Identity, Security & Online Fraud | 18 Apr 2022

The US Securities and Exchange Commission (SEC) has issued proposed rules regarding cybersecurity risk management, strategy, governance, and incident disclosure, according to Perkins Coie.

SEC, cybersecurity, cybercrime