SEC News

You have clicked on SEC

Discover all the Company news on SEC and other articles related to SEC in The Paypers News, Reports, and insights on the payments and fintech industry:

Discover all the Company news on SEC and other articles related to SEC in The Paypers News, Reports, and

read more
read less

Found 22 results in 796 milliseconds.

EToro files confidentially for US IPO, targeting a USD 5 bln valuation

News | Cryptocurrencies | 17 Jan 2025

Retail trading platform eToro has submitted filings to the US Securities and Exchange Commission as it moves towards an initial public offering in New York.

IPO, trading platform, cryptocurrency, expansion

Thailand eyes spot for Bitcoin ETF approval

News | Cryptocurrencies | 16 Jan 2025

Thailand’s SEC has started reviewing its spot in the Bitcoin ETF listings and proposals, as the government is cracking down on Polymarket for alleged illegal activities. 

compliance, cryptocurrency, crypto, crypto asset

SEC fines Shift4 Payments USD 750K for disclosure violations

News | Digital Identity, Security & Online Fraud | 16 Jan 2025

The SEC has reached a settlement with Shift4 over charges related to the failure to disclose required information about related person transactions.

fraud prevention, financial data, financial institutions, fintech

Two Robinhood broker-dealers to pay USD 45 million for SEC charges

News | Online & Mobile Banking | 15 Jan 2025

The Securities and Exchange Commission has announced that two Robinhood broker-dealers have agreed to pay USD 45 million to settle a range of SEC charges. 

fraud management, fraud detection, online fraud, fraud prevention

SEC accuses Flagstar of deceiving investors about cyber breach

News | Digital Identity, Security & Online Fraud | 18 Dec 2024

The Securities and Exchange Commission (SEC) has filed settled charges against Flagstar due to the company making false statements about a cybersecurity attack on its network in 2021. 

regulation, financial data, data breaches, cybersecurity, cybercrime

Bluefin, Dover Fueling Solutions to serve North America's retail petroleum forecourt

News | Digital Identity, Security & Online Fraud | 09 Oct 2024

US-based payment and data security company Bluefin has partnered with Dover Fueling Solutions (DFS) to provide PCI-validated P2PE solutions to the retail petroleum forecourt in North America. 

PCI compliance, PCI DSS, P2P payments, online security, payments

Crypto.com initiates legal action against SEC following legal threat

News | Cryptocurrencies | 09 Oct 2024

Singapore-based cryptocurrency exchange Crypto.com has initiated a lawsuit against the US SEC after receiving a legal threat from the regulator.

cryptocurrency, cryptocurrency exchange, regulation, compliance

Nigeria SEC to begin licensing virtual asset issuers

News | Cryptocurrencies | 21 Aug 2024

Nigeria's Securities and Exchange Commission (SEC) is preparing to license issuers of virtual assets, including cryptocurrencies.

virtual asset, digital currency, regulation, Token

Ripple ordered to pay USD 125 mln in SEC lawsuit

News | Cryptocurrencies | 15 Aug 2024

A New York court has ordered Ripple to pay a USD 125 million fine in its ongoing legal dispute with the Securities and Exchange Commission (SEC).

online security, regulation, crypto asset, digital assets

SEC initiates legal actions against Silvergate

News | Cryptocurrencies | 04 Jul 2024

The Securities and Exchange Commission (SEC) has initiated legal actions against Silvergate Capital Corporation and several former executives.

regulation, fraud management, compliance, banks, AML

SEC drops Ethereum 2.0 investigation after lawsuit

News | Cryptocurrencies | 21 Jun 2024

The SEC has dropped its investigation on Ethereum 2.0 after being sued by Consensys in April 2024 to defend Ethereum’s commodity status.

cryptocurrency, Ethereum, regulation, compliance

Judge approves USD 4.5B SEC-Terraform labs settlement

News | Cryptocurrencies | 18 Jun 2024

A US District Court judge in the Southern District of New York has approved a settlement between the SEC, Terraform Labs, and its former CEO, Do Kwon.

cryptocurrency, compliance, stablecoin

Intercontinental Exchange to pay USD 10 mln penalty over cyber intrusion

News | Digital Identity, Security & Online Fraud | 24 May 2024

Intercontinental Exchange has been fined a USD 10 million penalty to settle charges its subsidiaries allegedly failed to immediately alert the SEC of a cyber intrusion incident.

cybercrime, cybersecurity, online security, data breaches, regulation

DOJ and SEC expose charges in HyperFund crypto fraud

News | Cryptocurrencies | 31 Jan 2024

The Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) have announced charges against a HyperFund cryptocurrency fraud scheme.

cryptocurrency, investment, crypto asset, digital currency

Northern Arc partners with Karnataka Bank

News | Online & Mobile Banking | 30 Jan 2024

India-based private sector bank Karnataka Bank has partnered with financial services platform Northern Arc Capital.

partnership, banks, financial services, digital onboarding

Coinbase faces SEC scrutiny in crypto securities case

News | Cryptocurrencies | 18 Jan 2024

Cryptocurrency exchange Coinbase has been scrutinised by a federal judge in Manhattan and the US Securities and Exchange Commission. 

cryptocurrency, cryptocurrency exchange, regulation, digital assets

Fidelity sets Bitcoin ETF fee at 0.39 percent

News | Cryptocurrencies | 04 Jan 2024

Fidelity has set its Bitcoin ETF fee at 0.39 percent, ahead of expected SEC approvals, in order to gain an early advantage and attract investors. 

Bitcoin, regulation, digital assets, encryption, EFT

Kraken charged with operating as an unregistered securities exchange

News | Cryptocurrencies | 24 Nov 2023

The US Securities and Exchange Commission has charged crypto exchange Kraken with operating as an unregistered securities exchange.

cryptocurrency, regulation, compliance, cryptocurrency exchange

The SEC adopts new rules

News | Digital Identity, Security & Online Fraud | 28 Jul 2023

US-based government oversight agency SEC has adopted new rules on cybersecurity, strategy, governance, and incident disclosure by public companies.

compliance, regulation, cybercrime, cybersecurity, risk management, data

Binance.US in talks with the SEC to avoid a full asset freeze

News | Cryptocurrencies | 16 Jun 2023

Binance.US has engaged in talks with the US Securities and Exchange Commission to work on a deal that avoids a complete asset freeze.

cryptocurrency, cryptocurrency exchange, compliance, digital assets